Structured Finance and Securitization Compliance

Comply with the Securities and Exchange Comission´s Rule 17g-5

New SEC ruling increases the burden on administration and technology for Structured Finance and Securitization arrangers

SEC´s Rule 17g-5 adopted November 23rd 2009 requires issuers, sponsors and underwriters of structured finance securities (arrangers) to post on a password protected internet website the information provided to credit agencies.
Arrangers will have to deploy multiple secure sites with different layers of permission for a significant volume of information and activity.
Data will have to be maintained throughout the life of the transaction.
Deadline for implementation is June 2nd.
Implementing and maintaining such sites can be a significant administrative and technology burden for arrangers.

EthosData can solve the burden of implementing the new rules with its secure Data Room services

Secured platform and dedicated professional service will enable arrangers to be compliant by June 2nd
Easily create and maintain secure data rooms (sites) fully serviced by EthosData
Simple web based interface. Data Rooms can be created and launched very quickly.
Secure technology and service audited by leading institutions (SAS 70 Level II, ISMS training).
No technology investment or maintenance required by arranger.
24/7 support to create content, assist in administration of users and content; and to support users.

Please contact us to discuss how EthosData can help your firm comply with the new SEC rules.

In this section