Structured Finance and Securitization Compliance

With EthosData secure Data Room, issuers, underwriters and sponsors of structured finance securities can easily comply with the U.S. Securities and Exchange Commission transparency requirements.

The rules adopted in November 2009 by the Securities and Exchange Commission (the SEC) under the Credit Rating Agency Reform Act of 2006 will require issuers, sponsors or underwriters (referred to as “arrangers”) of structured finance securities to post on a password-protected internet website, the information provided by arrangers to credit rating agencies (NSROs ) hired by an arranger to rate or monitor the credit ratings of the securities. The new rules will require the arranger to provide access to the website to other credit rating agencies that provide the arranger with a required certification. The deadline for compliance with these new rules is June 2, 2010. Securities and Exchange Commission 17 CFR Parts 240, 243, and 249b

EthosData's Securitization Compliance Data Room allows arrangers to set up secured sites to comply with this regulation in a very short period of time. Our service is based on our successful virtual data room, can be set up in a very short period of time and can easily be managed without any technical knowledge. For each client, EthosData provides a Client Coordinator for each step of the process.

Please contact us to discuss how EthosData can help your firm comply with the new SEC rules.

See also:

EthosData Securitization Compliance (PDF: 526 kb)